Compliance Assistant
Policy and regulatory validation for enterprise workflows with traceable lineage and reporting.
Why compliance is difficult to operationalize
- ●Compliance checks are frequently manual, slow, and inconsistent across teams.
- ●Regulatory requirements are hard to enforce across dynamic enterprise workflows.
- ●Organizations need clear lineage for decisions and actions during audits.
- ●Reporting for governance teams is fragmented across tools and logs.
What Compliance Assistant provides
Policy Validation
Pre-execution compliance check · 5 rules evaluated
Validation Checklist
| Rule | Category | Status |
|---|---|---|
| Action authorized | Access | ok |
| Data scope valid | Scope | ok |
| PII masking active | Privacy | ok |
| Retention policy matched | Storage | ok |
| Export controls enforced | Data | ok |
Action execution cleared · Audit artifact generated
Summary
Automated policy validation
Check actions against governance policies before execution.
Policy Validation
Pre-execution compliance check · 5 rules evaluated
Validation Checklist
| Rule | Category | Status |
|---|---|---|
| Action authorized | Access | ok |
| Data scope valid | Scope | ok |
| PII masking active | Privacy | ok |
| Retention policy matched | Storage | ok |
| Export controls enforced | Data | ok |
Action execution cleared · Audit artifact generated
Summary
Regulatory workflow checks
Continuously evaluate workflow steps against regulatory controls.
Regulatory Controls
Cross-framework compliance mapping
Regulation Mapping
| Framework | Control | Status |
|---|---|---|
| SOC2 CC6.1 | Logical and Physical Access Control | compliant |
| ISO27001 A.8 | Asset Governance | compliant |
| GDPR Art.5 | Data Minimization | compliant |
| HIPAA §164.312 | Access Controls — ePHI | review |
Control Comparison
Coverage
Decision lineage tracking
Attach complete decision trace artifacts for audit readiness.
Decision Lineage
Complete audit trail from trigger to outcome
Lineage Graph
Trigger
agent.invoke(claims_review)
Policy Eval
6 rules evaluated, 0 denied
Tool Exec
query_db, classify_intent
Decision
approve_with_conditions
Evidence References
Trace lin_4f3a9b12 attached with policy eval artifacts, tool output snapshots, and decision rationale.
Trace
Compliance reporting
Generate governance-ready compliance reports for internal and external reviews.
Compliance Dashboard
Q1 2026 governance report · Export ready
Open Controls
6
Resolved
42
Audits Due
2
Violations
0
Quarterly Report
Governance export ready for Q1 2026 audit cycle
Period
Policy-bound agents
Capability enforcement ensures autonomous systems operate within explicit boundaries.
Governance Flow
Policy-bound agent execution ensures autonomous systems operate within boundaries.
Autonomous systems require explicit boundaries.
Where it sits in the stack
PlantoOS Architecture
The stack relationship between apps, agents, runtime, and systems.
Applications
Products and workflows
Agents
LLM-powered autonomous units
PlantoOS Runtime
Execution · orchestration · control
Capability Layer
Policy enforcement and tool access
Medhara Core
Memory · governance · lineage
Enterprise + Public Systems
Databases, APIs, infrastructure
A new compute layer for systems operated by agents.
Key workflows
How data flows through the system in typical usage patterns.
Workflow 1
Input
Workflow action proposal
Core Process
Evaluates action against internal and regulatory policies
Output
Compliance verdict with policy reasoning
Workflow 2
Input
Decision checkpoint
Core Process
Captures lineage, controls, and supporting context
Output
Audit-ready decision trace
Workflow 3
Input
Periodic governance reporting
Core Process
Aggregates validation outcomes across workflows
Output
Compliance dashboards and report artifacts
Measured outcomes
↓ 30–50%
Manual compliance review time
↑ 25–40%
Policy adherence consistency
100%
Decision lineage traceability
Indicative ranges from internal benchmarks and early deployments; results vary by workload, model, and infrastructure.
How it integrates
SDK-first integration — governed from the first line of code.
Load policies
Map internal controls and regulatory requirements
Attach checkpoints
Embed validation into workflow decision points
Generate reports
Export compliance evidence for governance teams